Start-up Company with SEC Issues


A public company start-up with PIPE financing distributing durable medical equipment and providing third-party insurance billing services had just lost its CFO. The original registration statement had not been approved by the SEC and contained numerous unresolved comments which carried over to the MD&A presentation in the 10K and prior period 10Q’s.


Engaged as interim CFO and quickly had to evaluate the SEC issues as well as manage all accounting, treasury and human resource functions.  Coordinated with CPA and attorney and successfully restated the registration statement and all 10K/10Q filings. Also, managed several rounds of financing, annual audit and quarterly reviews.